|
Commission Schedule and Fees
|
|
Internet
Trades
| Equities
( NASDAQ/OTC stocks and LISTED stocks) |
$15
FLAT FEE
|
Equity
orders entered via the Internet will incur a flat rate of
$15 per ticket regardless of the number of shares, or the
type of order (market, limit, stop).
* NOTE:
Above rates exclude "Penny stocks". The commission schedule
for executions on "Penny stocks" – stocks that trade at less
than $2.00/share is as follows: Any equity execution at $2.00/share
or less for a maximum of 10,000 shares will incur a commission
of $30.00 - executions at $2.00/share or less for more than
10,000 shares will incur a commission of $30.00 plus $.005/share.
| Option
Orders |
$40
PLUS $2.00 PER CONTRACT
|
| Change
Orders (Equities or Options) |
NO
EXTRA CHANGE
|
Live
Broker Trades
| Equities
( NASDAQ/OTC stocks and LISTED stocks) |
$25
FLAT FEE
|
Equity
orders entered via phone will incur a flat rate of $25 per
ticket regardless of the number of shares, or the type of
order (market, limit, stop).
* NOTE:
Above rates exclude "Penny stocks". The commission schedule
for executions on "Penny stocks" – stocks that trade at less
than $2.00/share is as follows: Any equity execution at $2.00/share
or less for a maximum of 10,000 shares will incur a commission
of $30.00 - executions at $2.00/share or less for more than
10,000 shares will incur a commission of $30.00 plus $.005/share.
| Option
Orders |
$50
PLUS $3.00 PER CONTRACT
|
| Change
Orders (Equities or Options) |
NO
EXTRA CHANGE
|
| BONDS
|
$5
Per $1,000 subject to a minimum commission of $40
|
Other
Services
| Option
Exercise / Assignment |
$25
|
| Wire
Transferring funds from your Freedom Account |
$15
|
| Overnight
Deliveries (FedEx, etc.) |
$20
|
| Regulation
‘T’ Extensions |
$20
|
Late
Payment Fee
(Failure to pay for securities by settlement date) |
$15
+ Accrued Interest
|
| Stock
Certificate (Issuance and Mailing) |
$50
|
| Full
Transfer Out Fee |
$75
|
| Account
Statements & Tax Documents |
$20
for first, $5 for each additional
|
NOTE: ALL Commissions and
Fees are subject to change without notice.
|
